Failure to Make Contributions

A claimant alleged that her adviser failed to effectuate any contributions to her retirement plans over a four year period, and that she did not obtain the employer match that was available for these periods. The claimant also alleged that the mutual funds in her account were not actively managed, and that several investments selected by the adviser were illiquid and inappropriate given the claimant’s time horizon and risk tolerance. She sought unspecified monetary damages.

InsuranceSwingle Collins